SEC 10-Q Filings

Analysis of SEC Form 10-Q quarterly reports filed by US public companies. This insight surfaces quarterly performance changes, guidance updates, risk factor changes, and strategic initiatives announced during the quarter.

Why This Insight Matters

Quarterly Cadence — Fresh signals every quarter from thousands of US public companies.
Performance Tracking — Identify companies beating or missing expectations.
Early Warning Signs — Spot risk factor changes and competitive pressures before they escalate.
Budget Signals — Guidance updates and capex changes signal spending appetite.

Available Subtypes

Friendly Name	Enum	Description
AI & Machine Learning Investment Priority	`aiInvestment`	AI/ML specific investments or strategic priorities
Long-Term Strategic Initiative or R&D Focus	`strategicInitiative`	Long-term strategic plans, R&D focus, or major business pivots
Digital Transformation or Cloud Migration Initiative	`digitalTransformation`	Digital transformation initiatives or cloud migration
Geographic or Market Segment Expansion Plans	`marketExpansion`	Geographic or market segment expansion plans
Executive or Board Leadership Change	`leadershipChange`	Changes in key executives or board composition
M&A Activity or Acquisition Strategy	`acquisitionStrategy`	M&A activity or acquisition strategy
Organizational Restructuring or Workforce Changes	`restructuring`	Organizational restructuring or workforce changes
Significant Risk Factor Update or Disclosure	`riskFactorUpdate`	Significant changes to company risk factors
Regulatory Compliance Challenge or Requirement	`regulatoryPressure`	Regulatory compliance challenges or requirements
Competitive Threat or Market Share Concern	`competitivePressure`	Competitive threats or market share concerns
Supply Chain Vulnerability or Dependency	`supplyChainRisk`	Supply chain vulnerabilities or dependencies
Major Strategic Partnership or Alliance Formed	`strategicPartnership`	Major strategic partnerships or alliances
Cost Reduction or Operational Efficiency Initiative	`costOptimization`	Cost reduction or efficiency initiatives
Major Capital Expenditure Increase Announced	`capexIncrease`	Major capital expenditure increase announced
Legacy System Replacement or Platform Modernization	`techStackModernization`	Legacy system replacement or platform modernization
Significant Change to Revenue Generation Model	`businessModelChange`	Significant changes to how the company generates revenue
Key Revenue Growth Driver Identified	`revenueGrowthDriver`	Key factors driving revenue growth
Quarterly or Annual Guidance Update	`guidanceUpdate`	Updates to quarterly or annual financial guidance
Notable Quarterly Performance vs Expectations	`quarterlyPerformance`	Notable quarterly performance vs expectations
Business Segment Outperformance or Challenge	`segmentPerformance`	Specific business segment outperformance or challenges

Response Fields

Core Fields

Field	Type	Example	Description
`signal_id`	string	`"591f48b67d18acab"`	Unique signal identifier
`signal_type`	string	`"form-10q"`	Signal type
`signal_subtype`	string	`"regulatoryPressure"`	Specific subtype
`signal_name`	string	`"EU Digital Markets Act..."`	Brief headline
`detected_at`	string	`"2025-12-30T05:53:11Z"`	When signal was detected

Company Object

Field	Type	Example	Description
`company.name`	string	`"Apple Inc."`	Company name
`company.domain`	string	`"www.apple.com"`	Company website domain
`company.linkedin_url`	string	`null`	LinkedIn URL (if available)
`company.industries`	string[]	`["Consumer Electronics"]`	Industry categories
`company.country`	string	`"US"`	Country code
`company.ticker`	string	`"AAPL"`	Stock ticker symbol

Data Object

Field	Type	Example	Description
`data.filing_date`	string	`"2025-08-01"`	SEC filing date
`data.fiscal_quarter`	string	`"Q3"`	Fiscal quarter (Q1-Q4)
`data.fiscal_year`	number	`2025`	Fiscal year
`data.detail`	string	`"Apple fined €500M..."`	Detailed explanation
`data.evidence`	string[]	`["..."]`	Direct quotes from filing
`data.relevance`	float	`0.85`	Relevance score (0.0-1.0)
`data.confidence`	string	`"high"`	AI confidence level
`data.sentiment`	string	`"negative"`	Sentiment analysis
`data.signal_category`	string	`"risk"`	Category grouping
`data.sales_relevance`	string	`"Target for compliance..."`	Why this matters for sales
`data.competitors_mentioned`	string[]	`["Samsung", "Google"]`	Named competitors
`data.vendors_mentioned`	string[]	`["AWS", "Microsoft"]`	Named vendors/partners
`data.technologies_mentioned`	string[]	`["App Store", "iOS"]`	Technologies referenced
`data.regions_mentioned`	string[]	`["Europe", "EU"]`	Geographic regions
`data.source_url`	string	`"https://www.sec.gov/..."`	Link to original filing

Full JSON Response Example

{
  "signal_id": "591f48b67d18acab",
  "signal_type": "form-10q",
  "signal_subtype": "regulatoryPressure",
  "signal_name": "EU Digital Markets Act Fine and Investigations Creating Significant Compliance Burden",
  "detected_at": "2025-12-30T05:53:11.120002Z",
  "company": {
    "name": "Apple Inc.",
    "domain": "www.apple.com",
    "linkedin_url": null,
    "industries": ["Consumer Electronics"],
    "country": "US",
    "ticker": "AAPL"
  },
  "data": {
    "filing_date": "2025-08-01",
    "fiscal_quarter": "Q3",
    "fiscal_year": 2025,
    "detail": "Apple fined €500 million by EU Commission for App Store violations and facing additional investigation on third-party app developer requirements. Commission can impose fines up to 10% of annual worldwide net sales if violations confirmed.",
    "evidence": [
      "On April 23, 2025, the Commission fined the Company €500 million in the Article 5(4) Investigation and issued a cease and desist order requiring the Company to remove technical and commercial restrictions",
      "If the Commission makes a final determination in the Article 6(4) Investigation that there has been a violation, it can issue a cease and desist order and may impose fines up to 10% of the Company's annual worldwide net sales"
    ],
    "relevance": 0.85,
    "confidence": "high",
    "sentiment": "negative",
    "signal_category": "risk",
    "sales_relevance": "Target for compliance, security, governance tools",
    "competitors_mentioned": null,
    "vendors_mentioned": null,
    "technologies_mentioned": ["App Store", "iOS", "iPadOS"],
    "regions_mentioned": ["Europe", "EU"],
    "source_url": "https://www.sec.gov/Archives/edgar/data/320193/000032019325000073/aapl-20250628.htm"
  }
}

Sample Data

Download sample Form 10-Q signals:

Format	Link
CSV	Download CSV
JSON	Download JSON

API Usage

Generate Content API

{
  "enabledInsights": ["regulatoryPressure", "aiInvestment", "guidanceUpdate"],
  "disabledInsights": []
}

Example Output

"Noticed in your latest 10-Q that Apple is dealing with significant EU regulatory pressure around the App Store—€500M fine and ongoing investigations. Given the compliance complexity of operating across multiple jurisdictions, I thought you might be interested in how [your solution] helps enterprise legal and compliance teams manage cross-border regulatory risk."

Coverage

Refresh: Quarterly (Q1, Q2, Q3 filings; Q4 covered by 10-K)
Coverage: ~8,000+ US public companies
Best for: US enterprise accounts, quarterly budget cycles, performance-based targeting