6-K Filings

Current event signals from foreign private issuers (international 8-K equivalent).

Overview

The 6-K is the current report that foreign private issuers file with the SEC—the international equivalent of the 8-K.

We monitor 45,000+ tickers globally for SEC filings. For foreign private issuers listed on US exchanges, the 6-K is the primary disclosure vehicle, filed when material events occur (leadership changes, acquisitions, restructurings, etc.).

Not every international company files 6-Ks, but when they do, we catch them. Like 8-Ks, these are event-driven and high-volume, making them valuable for fill rates on international accounts.

Each filing is classified into one or more of 70+ event subtypes using a model we've fine-tuned specifically for SEC document analysis. Because 6-Ks capture discrete events rather than comprehensive narratives, they typically produce 1-3 highly focused signals per filing.

Available Subtypes

Subtype EnumDescription
acquisitionAnnouncedCompany announced an upcoming acquisition
acquisitionCompletedCompany completed an acquisition
aiInvestmentCompany is investing in AI/ML capabilities
auditIssueAudit findings or concerns identified
automationInvestmentInvesting in automation initiatives to improve efficiency
backlogGrowthOrder backlog is growing significantly
bankruptcyProceedingBankruptcy filing or proceeding disclosed
boardChangeChanges to board of directors
bookingsDeclineDecline in bookings or orders
capacityConstraintFacing capacity constraints or limitations
capexIncreaseCapital expenditure is increasing
carbonCommitmentCarbon reduction or net-zero commitments
cashFlowConcernFacing cash flow challenges or concerns
ceoChangeNew CEO appointed
cfoChangeNew CFO appointed
channelShiftShifting sales or distribution channels
chroChangeNew Chief Human Resources Officer appointed
cioChangeNew CIO appointed
cisoChangeNew CISO appointed
cloudInvestmentInvesting in cloud infrastructure and migration
cmoChangeNew CMO appointed
competitorNamedSpecific competitor mentioned as significant threat
complianceBurdenFacing significant regulatory compliance challenges
cooChangeNew COO appointed
costReductionActively pursuing cost reduction initiatives
croChangeNew Chief Revenue Officer appointed
ctoChangeNew CTO appointed
customerChurnExperiencing customer churn issues
customerConcentrationRevenue concentrated in few customers
cybersecurityIncidentCybersecurity breach or incident disclosed
cybersecurityInvestmentInvesting in cybersecurity measures and infrastructure
dataInvestmentInvesting in data and analytics capabilities
debtRefinancingRefinancing debt obligations
deiInitiativeDiversity, equity, and inclusion initiatives
digitalTransformationUndergoing digital transformation initiatives
divestitureDivesting business units or assets
environmentalLiabilityFacing environmental liability or remediation
founderDepartureFounder leaving the company
generalCounselChangeNew General Counsel appointed
goodwillImpairmentTaking goodwill impairment charges
governanceChangeCorporate governance changes
hiringFreezeHiring freeze announced
inflationImpactInflation significantly impacting costs or margins
internalControlWeaknessInternal control weaknesses identified
internationalGrowthExpanding international presence
inventoryIssueFacing inventory management challenges
jointVentureForming joint venture or strategic partnership
laborShortageFacing labor or talent shortages
layoffsWorkforce reduction announced
legacyModernizationModernizing legacy systems and technical debt
litigationMaterialFacing material litigation or legal matters
logisticsChallengeExperiencing logistics and distribution difficulties
majorContractLossLost significant contract or deal
majorContractWinWon significant contract or deal
manufacturingIssueFacing manufacturing challenges or capacity constraints
marginPressureProfit margins under pressure
marketExpansionExpanding into new markets or segments
marketShareLossLosing market share to competitors
materialContractSignificant contract or agreement disclosed
platformStrategyPursuing platform-based business strategy
pricingPressureFacing competitive pricing pressure
productLaunchLaunching new products or services
productLiabilityFacing product liability issues
qualityIssueProduct or service quality issues
recurringRevenueShiftShifting business model toward recurring revenue
regulatoryFineRegulatory fine or penalty
regulatoryInvestigationUnder regulatory investigation
restructuringUndergoing organizational restructuring
restructuringChargeTaking restructuring charges
softwareImplementationImplementing major new software systems
spinoffSpinning off business unit
successionAnnouncementLeadership succession plan announced
supplierConcentrationSupply chain concentrated in few suppliers
supplyChainDisruptionExperiencing supply chain disruptions
sustainabilityInvestmentInvesting in ESG and sustainability initiatives

Signal Categories

Signals are organized into these categories:

CategoryDescription
strategicM&A, platform strategy, product launches, ESG initiatives
marketExpansion, competition, pricing, customer dynamics
financialMargins, capex, debt, revenue model changes
technologyAI, automation, digital transformation, cybersecurity investments
riskCompliance, internal controls, concentration risks
operationsSupply chain, inventory, restructuring, cost reduction initiatives
revenueRevenue trends, bookings, growth signals
workforceLeadership changes, talent acquisition, labor challenges
leadershipExecutive and board changes
esgEnvironmental, social, governance initiatives

Schema

{
  "signal_id": "8e78afc5-002e-47ca-9797-b7ce96a7550d",
  "batch_id": "batch-627ba9e2",
  "signal_type": "6k",
  "signal_subtype": "restructuring",
  "signal_category": "workforce",
  "detected_at": "2026-01-02T11:18:22.145473Z",
  "association": "company",
  "company": {
    "name": "Scully Royalty Ltd.",
    "domain": "www.scullyroyalty.com",
    "ticker": "SRL",
    "linkedin_url": null,
    "industries": [
      "Financial - Capital Markets"
    ],
    "employee_count_low": 71,
    "employee_count_high": 71,
    "description": "Scully Royalty Ltd. operates as an iron ore mining company in the Americas, Africa, Canada, Asia, and Europe."
  },
  "data": {
    "summary": "Entire Board of Directors replaced in Dec 2025; new leadership pursuing transition plan.",
    "detail": "The company's entire prior board failed to win re-election at the December 2025 annual meeting. A new board is now implementing a transition plan, which often triggers a review of existing strategies, budgets, and vendor relationships.",
    "relevance": 1.0,
    "confidence": "high",
    "sentiment": "neutral",
    "excerpts": "At the Annual Meeting, the shareholders of the Company elected each of Jerrod Freund, Mark Holliday, Alan Howe, Nimesh Patel, and Skyler Wichers to the board of directors.",
    "source_url": "https://www.sec.gov/Archives/edgar/data/16859/000110465926003897/tm263298d1_6k.htm",
    "technologies_mentioned": [],
    "filing_date": "2026-01-02",
    "filing_year": 2026,
    "sales_relevance": "Change management needs",
    "competitors_mentioned": [],
    "regions_mentioned": [
      "Canada"
    ],
    "vendors_mentioned": []
  },
  "metrics": {
    "dollar_millions": null,
    "dollar_context": null,
    "pct": null,
    "pct_context": null,
    "timeframe": "current_year"
  }
}

Field Reference

Core Fields

FieldTypeRequiredDescription
signal_idstring (UUID)Unique identifier for this signal
batch_idstringProcessing batch identifier
signal_typestringAlways "6k"
signal_subtypestringSpecific signal type (see subtypes list)
signal_categorystringCategory grouping (strategic, market, financial, technology, risk, operations, revenue, workforce, leadership, esg)
detected_atstring (ISO 8601)When signal was extracted
associationstringAlways "company"

Company Object

FieldTypeRequiredDescription
company.namestringCompany name
company.domainstringCompany website domain
company.tickerstringStock ticker symbol
company.linkedin_urlstring (nullable)LinkedIn company URL
company.industriesarray[string]Industry classifications
company.countrystringCountry code (e.g., "BR", "DE", "JP")
company.employee_count_lowintegerEmployee count (low estimate)
company.employee_count_highintegerEmployee count (high estimate)
company.descriptionstringCompany description

Data Object

FieldTypeRequiredDescription
data.summarystringBrief summary of the signal
data.detailstringDetailed explanation of the finding
data.relevancefloat (0.0-1.0)Relevance score
data.confidencestringConfidence level: high, medium, low
data.sentimentstringSentiment: positive, negative, neutral
data.excerptsstringDirect quote from the filing
data.source_urlstring (URL)Link to SEC filing
data.filing_datestringDate of the filing
data.technologies_mentionedarray[string]Technologies referenced
data.competitors_mentionedarray[string]Named competitors
data.vendors_mentionedarray[string]Named vendors/partners
data.regions_mentionedarray[string]Geographic regions mentioned
data.person_namestring (nullable)Name of person (for leadership changes)
data.person_titlestring (nullable)Title of person
data.person_mention_typestring (nullable)Type of mention (appointed, departed, etc.)
data.filing_yearintegerYear of the filing
data.sales_relevancestringSales opportunity context

Metrics Object (Top-Level)

FieldTypeDescription
metrics.dollar_millionsfloat (nullable)Dollar amount mentioned (in millions)
metrics.dollar_contextstring (nullable)Context for the dollar amount
metrics.pctfloat (nullable)Percentage mentioned
metrics.pct_contextstring (nullable)Context for the percentage
metrics.timeframestringTime context (immediate, current_year, current_quarter, next_quarter, next_year, multi_year, last_year)

Coverage

  • Refresh: Monthly
  • Coverage: 12,500 companies
  • Best for: International enterprise sales, Global leadership change triggers, Cross-border M&A tracking

Data Activation

Timing

detected_at is when Autobound extracted the signal. 6-Ks are event-driven filings for foreign private issuers, similar to 8-Ks for US companies.

Use data.filing_date to understand when the filing was actually submitted to the SEC.

Uniqueness

One signal per subtype per filing. Like 8-K, companies can file multiple 6-Ks, so expect many signals per company over time.

Delivery

Each delivery arrives in a timestamped folder. Signals in that folder cover the window between this delivery and the previous one. Treat all signals in a new folder as recent and actionable—no need to diff against prior deliveries.

Best Practices

  • Filter on relevance and confidence both above 0.9 for high-precision use cases
  • Build picklists from signal_subtype values
  • 6-K signals are time-sensitive - prioritize quick action on leadership and strategic changes